Tad Cook


Tad counsels on a variety of legal topics, including general business, securities law, commercial contracts, employment matters, transactions, risk management, mergers and acquisitions, regulatory compliance, corporate governance and capital formation. Tad is licensed in North Carolina. As an attorney with over 19 years of corporate legal practice, he has experience in a wide variety of industries including, financial services, information technology, trucking, construction, manufacturing, energy management, and non-profits to name a few. He has a proven track record, developing efficient, productive, proactive legal and regulatory strategies for his clients.

Bar Admissions


North Carolina

Thomas M. Cooley Law School, Lansing, Michigan
Juris Doctor
Honors: Distinguished Student award
Law Journal: Thomas M. Cooley Journal of Practical and Clinical Law, Editor-in-Chief
University of North Carolina at Charlotte

Past Employment Positions
Bank of America, N.A., Counsel
Horizon Investments, LLC, General Counsel and Chief Compliance Officer
Side Street Capital, LLC, General Counsel
Drive Technology Group, Inc., General Counsel
First Legacy Investors, Inc., Senior Vice President, General Counsel and Corporate Secretary
First Legacy Securities, Senior Vice President, General Counsel and Corporate Secretary
Energy River, Inc., General Counsel

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